John Guess

Current Employers

Employment History

• 12/2014 → 12/2016
  Thrivent Investment Management Inc
  Citrus Heights, CA
• 05/2015 → 12/2016
  Thrivent Financial
  Appleton, WI
• 12/2016 → 03/2017
  Massmutual Life Insurance Company
  Roseville, CA
• 02/2017 → 03/2017
  Mml Investors Services
  Roseville, CA
• 04/2017 → 05/2018
  Springer Financial Advisors
  Sacramento, CA
• 05/2018 → 06/2025
  Edward Jones
  St.LOuis, MO
• 06/2025 → Present
  Lpl Financial Llc
  Roseville, CA
• 06/2025 → 07/2026
  Mariner Independent
  Overland Park, KS
• 06/2025 → Present
  West Capital Wealth Management
  Roseville, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2025-06-27 → 2026-06-26
  Mariner Advisor Network
  Roseville, CA
  Rocklin, CA
• 2018-05-24 → 2025-06-06
  Edward Jones
  Rocklin, CA
  Rocklin, CA
• 2017-10-30 → 2018-05-09
  Springer Financial Advisors
  Sacramento, CA

Other Businesses

1) 06/26/2025 - West Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location (s) - Start date 06/30/2025 - 160 hrs per month - 100% time spent 2) 03/27/2026-John Guess Financial Group-Owner / Sole Proprietor-Business Entity For Tax/Investment Purposes Only-Not inv related-At Rocklin, CA-Start date 02/01/2026-4hrs/mth-4hrs/mth during trading 3) 06/30/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-30
• S63 Uniform Securities Agent State Law Examination
  2015-03-05

Other Names

• John Paul Guess