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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-17
  • TX RA
    APPROVED
    Since 2015-12-17

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Antonio TX 09/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 09/2011 Present
Other Businesses

I*1686327 Entity Type: For Profit Name of OBA: Mountain Panther LLC Address:San Antonio, TX, 78215 Investment Related:No Position, Title, Association:Owner Employee Start Date:06/01/2023 No Hours: 1 Monthly No Hours during trading:0 Duties:This is a rental property. We are co-owners and will share in the responsibility of the property's management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2015-12-16

View on SEC IAPD

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