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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-04
CA RA APPROVED 2019-11-29
  • TX RA
    APPROVED
    Since 2021-03-04
  • CA RA
    APPROVED
    Since 2019-11-29

Branch Locations

291 Alvardo Street, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Montetrey CA 09/2013 12/2019
Jp Morgan Securities Llc Monterey CA 12/2019 08/2020
Jp Morgan Securities Llc Monterey CA 08/2020 Present
Jp Morgan Chase Bank Monterey CA 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S66 Uniform Combined State Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28

View on SEC IAPD

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