Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2013-08-06 |
| TX | RA | APPROVED_RES | 2013-07-11 |
| NV | RA | APPROVED | 2013-02-21 |
| UT | RA | APPROVED | 1998-11-06 |
Branch Locations
12012 S 700 E Ste 210, Draper, UT 84020-8257 • United States
Lehi, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Draper | UT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Draper | UT | 03/2020 | Present |
Business Ownership; JSWI LLC; Co-owner; Manage Ameriprise Business; 1423 North 1150 East, , Lehi, UT, 84043; Investment-Related; 08/02/2011; 60 hours per month; 60 during trading hours. Board of Directors; American Fork Symphony; Board Member; 1423 North 1150 East, , Lehi, UT, 84043; Not Investment-Related; 03/16/2024; 20 to 39 hours per month; 0 during trading hours. Outside Employment; JSWI LLC; Employee of the LLC; Manage advisory business; 1423 North 1150 East, , Lehi, UT, 84043; Not Investment-Related; 08/02/2011; 60 hours per month; 60 during trading hours / Violin Performing/Self; Musician; None; 1423 north 1150 East, , Lehi, UT, 84043; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
Reach out to this advisor