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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
| CO | RA | APPROVED | 2025-06-30 |
| NE | RA | APPROVED | 2025-06-30 |
Branch Locations
12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States
Elkhorn, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | Broomfield | CO | 01/2015 | 03/2018 |
| Fidelity Brokerage Services Llc | Greenwood Village, | CO | 04/2018 | 07/2018 |
| Thrivent Investment Management Inc | Thornton | CO | 10/2018 | 07/2022 |
| Thrivent Financial | Appleton | WI | 12/2018 | 02/2019 |
| Thrivent Financial | Appleton | WI | 02/2019 | 07/2022 |
| Thrivent Advisor Network, Llc D/B/A 5280 Associates | Denver | CO | 07/2022 | 06/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2022 | 07/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2024 | 06/2025 |
| Rbc Capital Markets, Llc | Omaha | NE | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-01 |
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