Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-27 |
| IL | RA | APPROVED | 2017-06-07 |
Branch Locations
3161 W White Oaks Dr, Springfield, IL 62704 • United States
Alexander, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williamsville State Bank & Trust | Sherman | IL | 04/2016 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | IL | 11/2016 | Present |
| Bank Of America, N.A. | Springfield | IL | 02/2017 | Present |
I*101061 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOJOURN SHELTER AND SERVICES, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: SPRINGFIELD, ILLINOIS 62704 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 7/1/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SERVE ON THE BOARD OF DIRECTORS AT THE SHELTER. PRIOR RESPONSIBILITIES ENTAILED TREASURER AND FINANCE COMMITTEE. HOWEVER, I RECENTLY RESIGNED FROM THOSE POSITIONS DUE TO THE NATURE OF MY WORK AT MERRILL LYNCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-27 |
Reach out to this advisor