Renee Michelle Hawkes

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 04/2018
  Coldstream Capital Management
  Bellevue, WA
• 04/2018 → 09/2020
  Cornerstone Advisors, Inc.
  Bellevue, WA
• 10/2020 → 04/2021
  Pathstone
  Bellevue, WA
• 04/2021 → Present
  Ubs Financial Services, Inc.
  Bellevue, WA

Previous Registrations

• 2020-10-20 → 2021-04-01
  Pathstone
  Bellevue, WA
  Englewood, NJ
• 2018-04-16 → 2020-09-30
  Cornerstone Advisors Inc
  Bellevue, WA
• 2015-09-28 → 2018-04-18
  Coldstream Wealth Management
  Bellevue, WA

Other Businesses

1)Casapalooza/ investment related?: no/ 23684 NW Cliffe Point Drive 8B, Quincy, WA, 98848 US/ Rental property/ Occasional maintenance, hiring of management company./ start date: 11/10/2020/ time reqd during working hours?: no 2) East King County Estate Planning Council, To promote interdisciplinary continuing education and networking among estate planning practitioners from various professions, Member of Board of directors, Treasurer, rolling into Vice President, start date-5/13/202, Seattle WA United States 98115-1085

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-10-14
• S65 Uniform Investment Adviser Law Examination
  2015-09-26

Other Names

• Renee Michelle Kelln
• Renee Hawkes