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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2024-12-09 |
| CO | RA | APPROVED | 2024-02-20 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 12/2014 | 01/2024 |
| Charles Schwab Bank | Lone Tree | CO | 08/2017 | 01/2024 |
| Steward Partners Global Advisory, Llc | Littleton | CO | 02/2024 | Present |
| Steward Partners Investment Solutions, Llc | Littleton | CO | 02/2024 | Present |
| Steward Partners Investment Advisory, Llc | Littleton | CO | 02/2024 | Present |
Name of Business: Solidarity Dental Solutions, PPLC; City/State: Denver, CO; Activity Type: Business Ownership; Position/Title: Business Owner; Investment-related: No; Start Date: 01/21/2026; Hours per month devoted to this business: <4; Hours per month devoted to this business during trading hours: <4; Description of duties: Bookkeeping, membership/ownership voting rights.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-15 |
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