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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
1928 West Fulton #3, Chicago, IL 60612 • United States
2005 Brandon Hill Rd, New Lenox, IL 60451 • United States
1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States
15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Opus Wealth Partners, Llc (Dba: Megent Financial) | Orland Park | IL | 11/2014 | 08/2018 |
| Lpl Financial, Llc | Orland Park | IL | 04/2016 | 02/2019 |
| Opus Wealth Partners, Llc (Dba: Megent Financial) | Orland Park | IL | 08/2018 | 02/2019 |
| Cetera Advisors Llc | Denver | CO | 02/2019 | Present |
| Megent Financial | Orland Park | IL | 11/2014 | Present |
| Holmes & Heritage Llc | New Lenox | IL | 03/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 11/2014; POSITION/TITLE/RELATIONSHIP: LICENSED ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CLIENT CALLS, PAPERWORK 2. NAME OF OTHER BUSINESS: HOLMES & HERITAGE LLC: INVESTMENT RELATED: NO; ADDRESS: 2005 BRANDON HILL RD, NEW LENOX, IL 60451; NATURE OF BUSINESS: FIXED INSURANCE / ENTITY FOR TAX PURPOSES; START DATE: 03/2015; POSITION/TITLE/RELATIONSHIP: OWNER / INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE; 3. NAME OF OTHER BUSINESS: HOLMES & HERITAGE, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: MINING CRYPTO, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MONITORING SOFTWARE, MAINTAIN HARDWARE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-10 |
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