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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • IL RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

1928 West Fulton #3, Chicago, IL 60612 • United States

2005 Brandon Hill Rd, New Lenox, IL 60451 • United States

1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Opus Wealth Partners, Llc (Dba: Megent Financial) Orland Park IL 11/2014 08/2018
Lpl Financial, Llc Orland Park IL 04/2016 02/2019
Opus Wealth Partners, Llc (Dba: Megent Financial) Orland Park IL 08/2018 02/2019
Cetera Advisors Llc Denver CO 02/2019 Present
Megent Financial Orland Park IL 11/2014 Present
Holmes & Heritage Llc New Lenox IL 03/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 11/2014 → 08/2018
    Opus Wealth Partners, Llc (Dba: Megent Financial)
    Orland Park, IL
  • 04/2016 → 02/2019
    Lpl Financial, Llc
    Orland Park, IL
  • 08/2018 → 02/2019
    Opus Wealth Partners, Llc (Dba: Megent Financial)
    Orland Park, IL
  • 02/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2014 → Present
    Megent Financial
    Orland Park, IL
  • 03/2015 → Present
    Holmes & Heritage Llc
    New Lenox, IL
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-12-04 → 2019-03-04
    Opus Wealth Management Group
    Orland Park, IL
    Lisle, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 11/2014; POSITION/TITLE/RELATIONSHIP: LICENSED ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CLIENT CALLS, PAPERWORK 2. NAME OF OTHER BUSINESS: HOLMES & HERITAGE LLC: INVESTMENT RELATED: NO; ADDRESS: 2005 BRANDON HILL RD, NEW LENOX, IL 60451; NATURE OF BUSINESS: FIXED INSURANCE / ENTITY FOR TAX PURPOSES; START DATE: 03/2015; POSITION/TITLE/RELATIONSHIP: OWNER / INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE; 3. NAME OF OTHER BUSINESS: HOLMES & HERITAGE, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: MINING CRYPTO, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MONITORING SOFTWARE, MAINTAIN HARDWARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-10
  • S66 Uniform Combined State Law Examination
    2018-07-10

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