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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-03-27
TX RA APPROVED 2015-03-24
  • FL RA
    APPROVED
    Since 2015-03-27
  • TX RA
    APPROVED
    Since 2015-03-24

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2014 Present
Bank Of America, N.A. Jacksonville FL 12/2014 Present
Other Businesses

I*2014307, Entity Type, Entity for Profit, Name of OBA: BackNine Golf, Address: Jacksonville, FL, 32258, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 12/01/2024, No Hours: 5hrs/Weekly, No Hours during trading: 0, Duties: Financial Partner/part Owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2015-03-23

View on SEC IAPD

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