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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2007-12-10
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2007-12-10

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Walnut Creek CA 11/2007 Present
Charles Schwab Bank Walnut Creek CA 11/2007 Present
Rental Las Vegas Las Vegas NV 05/2013 Present
Rental Property 3 - Hayward Hayward CA 02/2016 Present
  • 11/2007 → Present
    Walnut Creek, CA
  • 11/2007 → Present
    Charles Schwab Bank
    Walnut Creek, CA
  • 05/2013 → Present
    Rental Las Vegas
    Las Vegas, NV
  • 02/2016 → Present
    Rental Property 3 - Hayward
    Hayward, CA
Previous Registrations
Other Businesses

1) Rental Las Vegas | Investment Related:No|7919 Narnia Ave.|Las Vegas|NV|89113|USA|Real Estate (Non-Agent/Broker)|Owner|5/15/2013|Less than 20|0|My Personal Rental Property 2, 2) Rental Property 3 - Hayward | Investment Related:No|22483 Santa Clara Ave|Hayward|CA|94541|USA|Real Estate (Non-Agent/Broker)|Owner|2/28/2016|Less than 20|0|My Personal Rental Property 3, 3) Rental Property 3 - Lafayette | Investment Related:No|1431 SUNSET LOOP|Lafayette|CA|94549|USA|Real Estate (Non-Agent/Broker)|Owner|8/1/2020|Less than 20|0|My Personal Rental Property, and I hired rental management company to do all the work. , 4) Rental Las Vegas - 3 | Investment Related:No|3830 Leisure Ln|Las Vegas|NV|89103|USA|Real Estate (Non-Agent/Broker)|OWNER|4/1/2021|Less than 20|0|My personal rental property and I hired management company to do all the work, 5) Rental Las Vegas - 4 | Investment Related:No|2750 S Durango Dr Ste # 2032|Las Vegas|NV|89117|USA|Real Estate (Non-Agent/Broker)|Owner|7/10/2021|Less than 20|0|My personal rental property and I hired management company to do all the work, 6) Rental Las Vegas - 5 | Investment Related:No|9024 TROMBONR LANE|HENDERSON|NV|89074|USA|Real Estate (Non-Agent/Broker)|OWNER|9/10/2021|Less than 20|0|I bought this as an investment property., 7) Rental Home - 3419 Lafayette | Investment Related:No|3419 ST MARYS RD|LAFAYETTE|CA|94549|USA|Real Estate (Non-Agent/Broker)|OWNER|4/1/2025|Less than 20|1|Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-17
  • S66 Uniform Combined State Law Examination
    2004-12-17

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