Jeffrey Lynn Wicks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2019
  Edward Jones
  St Louis, MO
• 01/2020 → 08/2021
  Arvest Wealth Management
  Conway, AR
• 08/2021 → Present
  Lpl Financial Llc
  Conway, AR

Previous Registrations

• 2020-01-06 → 2021-08-05
  Arvest Wealth Management
  Conway, AR
  Little Rock, AR
  Conway, AR
  Fayetteville, AR
  Fayetteville, AR
• 2015-04-10 → 2020-01-06
  Edward Jones
  Conway, AR
  Conway, AR
  St Louis, MO
  Conway, AR
  Maumelle, AR

Other Businesses

1)08/17/2021 - Conway Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)2/3/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - IAR / Insurance Agent - Start Date - 02/02/2023 - 4 Hours Per Month/4 Hours During Securities Trading 3) 12/26/2024- Wicks Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/27/2023- 160 Hours Per Month- 8 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-02-24