Alec John Quaid

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 01/2019
  Northwestern Mutual Investment Services Llc
  Fort Collins, CO
• 01/2015 → 01/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2017 → 01/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2019 → 11/2023
  American Portfolios Financial Services, Inc
  Denver, CO
• 07/2020 → 11/2023
  Novem Group
  Rochester, NY
• 05/2019 → 11/2023
  American Portfolios Advisors, Inc.
  Holbrook, NY
• 11/2023 → 01/2026
  Private Advisor Group, Llc
  Morristown, NJ
• 01/2026 → Present
  Mercer Global Advisors Inc.
  Castle Rock, CO

Previous Registrations

• 2023-11-07 → 2026-01-06
  Private Advisor Group, Llc
  Castle Rock, CO
  Morristown, NJ
  Morton, IL
• 2019-05-08 → 2023-11-01
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2020-07-28 → 2023-11-01
  Novem Group
  Rochester, NY
  Denver, CO

Other Businesses

1. Colorado Financial Planning Association; Not investment-related; Castle Rock, CO 80109; Industry networking and education; President and Treasurer; 09/30/2025; 10 hrs. per month; 10 hrs. during trading hours; Lead strategic operations, manage organization's budget, and plan events.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  2017-02-08

Designations

• Certified Financial Planner

Other Names

• Alec John Quaid