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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-12-04 |
| TX | RA | APPROVED | 2015-10-29 |
| IL | RA | APPROVED | 2015-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Carbon | IL | 11/2014 | Present |
| Bank Of America, N.A. | Glen Carbon | IL | 02/2015 | Present |
I*78778 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED WAY OF GREATER ST. LOUIS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1821 EDISON AVE., GRANITE CITY, ILLINOIS 62040 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 2/13/2015 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 30 DUTIES: THE UNITED WAY RAISES FUNDS TO SUPPORT LOCAL CHARITABLE AND NON-PROFIT ORGANIZATIONS. I HAVE BEEN ASKED TO JOIN THE AUXILIARY BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE, AND SERVE AS VICE-CHAIR OF AN ALLOCATIONS COMMITTEE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-16 |
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