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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-31 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2014 | Present |
| Tiaa | Charlotte | NC | 11/2014 | Present |
J HOWEY CONSULTING LLC POSITION: manager NATURE: opened the LLC to hold real estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2022 ADDRESS: Home Address, Charlotte NC 28269, United States DESCRIPTION: opening the accounts
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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