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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| TX | RA | APPROVED | 2026-01-06 |
Branch Locations
300 S Tryon St, Charlotte, NC 28202 • United States
7101 Finnigan Rd, Charlotte, NC 28215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2014 | 10/2024 |
| Tiaa | Charlotte | NC | 11/2014 | 10/2024 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2025 | 08/2025 |
| Unemployed | Charlotte | NC | 10/2024 | 01/2025 |
| Harold's Chicken And Ice Bar | Charlotte | NC | 01/2025 | Present |
| Columbia Southern University | Charlotte | NC | 09/2015 | 07/2018 |
| Lpl Financial Llc | Fort Mill | SC | 09/2025 | 11/2025 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 11/2025 | Present |
Outside Employment; Harolds Chicken and Ice Bar; I am a hostess; I work at a restaurant; 440 E McCullough Dr Ste A-100, , Charlotte, NC, 28262; Not Investment-Related; 12/20/2024; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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