Rebecca Nathe

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 08/2021
  Cohn Financial Group
  Phoenix, AZ
• 10/2016 → 08/2021
  M Holdings Securities, Inc.
  Portland, OR
• 11/2021 → 12/2021
  Kestra Investment Services, Llc
  Phoenix, AZ
• 11/2021 → 12/2021
  Kestra Advisory Services, Llc
  Phoenix, AZ
• 08/2021 → 12/2021
  The Hebets Company
  Phoenix, AZ
• 12/2021 → 04/2022
  Unemployed
  Phoenix, AZ
• 04/2022 → 01/2025
  Morgan Stanley Smith Barney Llc
  Tempe, AZ
• 02/2025 → 08/2025
  Ameriprise Financial Services, Llc
  Scottsdale, AZ
• 11/2025 → Present
  Rbc Capital Markets, Llc
  Scottsdale, AZ

Previous Registrations

• 2025-02-28 → 2025-08-19
  Ameriprise Financial Services, Llc
  Tempe, AZ
  Scottsdale, AZ
• 2022-04-28 → 2025-02-13
  Morgan Stanley
  Tempe, AZ
  Tempe, AZ
• 2021-11-08 → 2021-12-21
  Kestra Advisory Services, Llc
  Phoenix, AZ
  Austin, TX
• 2017-05-18 → 2021-09-07
  M Holdings Securities, Inc.
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2017-05-03

Other Names

• Becca Nathe
• Rebecca Michelle Nathe
• Rebecca M Nathe