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Current Employers
Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

36-36 33Rd St., Suite 100, Astoria, NY 11106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2016 12/2016
Bk Accountants Cpas Sunnyside NY 01/2016 11/2017
Hd Vest Investment Services Sunnyside NY 12/2016 05/2018
Hd Vest Advisory Services Sunnyside NY 12/2016 05/2018
Hd Vest Insurance Agency Sunnyside NY 12/2016 05/2018
Bb Tax & Advisory Inc. Dba Ny Tax Doctors Sunnyside NY 11/2017 12/2025
Lebenthal Global Advisors, Inc. Astoria NY 08/2019 Present
Lebenthal Financial Services, Inc. Astoria NY 05/2019 Present
Bba Accounting Advisors Llc Astoria NY 01/2026 Present
  • 09/2016 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 01/2016 → 11/2017
    Bk Accountants Cpas
    Sunnyside, NY
  • 12/2016 → 05/2018
    Hd Vest Investment Services
    Sunnyside, NY
  • 12/2016 → 05/2018
    Hd Vest Advisory Services
    Sunnyside, NY
  • 12/2016 → 05/2018
    Hd Vest Insurance Agency
    Sunnyside, NY
  • 11/2017 → 12/2025
    Bb Tax & Advisory Inc. Dba Ny Tax Doctors
    Sunnyside, NY
  • 08/2019 → Present
    Lebenthal Global Advisors, Inc.
    Astoria, NY
  • 05/2019 → Present
    Lebenthal Financial Services, Inc.
    Astoria, NY
  • 01/2026 → Present
    Bba Accounting Advisors Llc
    Astoria, NY
Other Businesses

(1) Licensed Independent Insurance Producer; Crump Life Insurance; Investment-Related; Melville, NY; Life Insurance; Start date: 06/2011; 5 hours per month. (2) Lebenthal Financial Services Inc.; Investment-Related; Sunnyside, NY; Registered Representative; Start Date: 05/2019. (3) Lebenthal Global Advisors, LLC; Investment-Related; Sunnyside, NY; Investment Adviser Representative; Start Date: 08/2019. (4) BBA Accounting Advisors PLC Not Investment-Related; Sunnyside, NY; Accounting Services/Tax Preparation; President & Owner; Start Date: 11/16/2017; Approximately 120hrs per month; Tax Preparation, Bookkeeping & Tax Relief. (5) Knickerbocker Laundry Services LLC; Not Investment-Related; 192 Knickerbocker Avenue, Brooklyn, NY 11237; Start date: 10/2022; 50% owner; Approximately 40 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-23
S63 Uniform Securities Agent State Law Examination 2015-04-28
  • S65 Uniform Investment Adviser Law Examination
    2016-10-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-28

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