Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-01
  • FL RA
    APPROVED
    Since 2024-05-01

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co Stamford CT 08/2014 06/2019
Legg Mason Investors Services Llc Stamford CT 11/2014 06/2019
Morgan Stanley Fort Lauderdale FL 09/2019 04/2024
Raymond James & Associates Inc. Palm Beach Gardens FL 04/2024 Present
  • 08/2014 → 06/2019
    Legg Mason & Co
    Stamford, CT
  • 11/2014 → 06/2019
    Legg Mason Investors Services Llc
    Stamford, CT
  • 09/2019 → 04/2024
    Fort Lauderdale, FL
  • 04/2024 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2020-07-20 → 2024-05-01
    Fairfield, CT
    Westport, CT
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-20
S63 Uniform Securities Agent State Law Examination 2017-02-28
  • S65 Uniform Investment Adviser Law Examination
    2020-07-20
  • S63 Uniform Securities Agent State Law Examination
    2017-02-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Palm Beach Gardens, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor