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Monica Lucille Yassear

Charles Schwab & Co., Inc.

Roseville, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

1186 Roseville Parkway Suite 180, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Roseville CA 07/2016 07/2024
Charles Schwab & Co., Inc. Roseville CA 01/2022 Present
Td Ameritrade Investment Management, Llc Roseville CA 09/2016 09/2023
Charles Schwab Bank, Ssb Roseville CA 07/2022 Present
  • 07/2016 → 07/2024
    Td Ameritrade, Inc
    Roseville, CA
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Roseville, CA
  • 09/2016 → 09/2023
    Td Ameritrade Investment Management, Llc
    Roseville, CA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Roseville, CA
Previous Registrations
  • 2016-09-21 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Corte Madera, CA
    Roseville, CA
  • 2016-09-21 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Corte Madera, CA
    San Diego, CA
    San Diego, CA
    Omaha, NE
    Roseville, CA
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-20
  • S66 Uniform Combined State Law Examination
    2016-09-20
Other Names
  • Monica Yassear

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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