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Current Employers
Advisory Alpha, Llc

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-09
  • MI RA
    APPROVED
    Since 2023-01-09

Branch Locations

348 S Waverly Rd Suite 100, Holland, MI 49423 • United States

348 S. Waverly Road Suite 102, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2014 01/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2015 01/2023
Advisory Alpha, Llc Holland MI 01/2023 Present
Trustment, Llc Holland MI 08/2022 Present
Purshe Kaplan Sterling Investments Holland MI 01/2023 Present
  • 11/2014 → 01/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2015 → 01/2023
    Fairfield, IA
  • 01/2023 → Present
    Holland, MI
  • 08/2022 → Present
    Trustment, Llc
    Holland, MI
  • 01/2023 → Present
    Purshe Kaplan Sterling Investments
    Holland, MI
Previous Registrations
Other Businesses

1) Fixed Insurance. Investment-related; 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed / Traditional Insurance. Agent. Start date: 01/2023. 20 hours/month; 20 hours/month during trading hours; Sales of fixed / traditional insurance products. 2) Trustment, LLC. Investment-related. 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed Insurance and Financial Services. President/Owner. Start: 08/2022. 160 hours/month; 160 hours/month during trading hours; Provides financial services, consulting and insurance services to clients. 3) Purshe Kaplan Sterling Investments; Investment-related. 80 State Street Albany, NY 12207; Offer and sale of commission based Investment Products; Registered Representative; 01/2023; Approx. 5 hours/month; Approx. 5 hours/month during trading hours; Sale of commission based mutual funds, variable annuities and fixed indexed annuities to clients. 4) Advisory Alpha, LLC. Investment-Related. At registered location. RIA. Financial Advisor. Start date: 01/2023. 160 hrs/month; all during trading hours. Provide advice to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-26
  • S66 Uniform Combined State Law Examination
    2015-01-26
Designations
Other Names
  • Jim Hill
  • Jim Hill
  • James Hill

View on SEC IAPD

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