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348 S Waverly Rd Suite 100, Holland, MI 49423 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-01-09 |
Branch Locations
348 S Waverly Rd Suite 100, Holland, MI 49423 • United States
348 S. Waverly Road Suite 102, Holland, MI 49423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2014 | 01/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2015 | 01/2023 |
| Advisory Alpha, Llc | Holland | MI | 01/2023 | Present |
| Trustment, Llc | Holland | MI | 08/2022 | Present |
| Purshe Kaplan Sterling Investments | Holland | MI | 01/2023 | Present |
1) Fixed Insurance. Investment-related; 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed / Traditional Insurance. Agent. Start date: 01/2023. 20 hours/month; 20 hours/month during trading hours; Sales of fixed / traditional insurance products. 2) Trustment, LLC. Investment-related. 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed Insurance and Financial Services. President/Owner. Start: 08/2022. 160 hours/month; 160 hours/month during trading hours; Provides financial services, consulting and insurance services to clients. 3) Purshe Kaplan Sterling Investments; Investment-related. 80 State Street Albany, NY 12207; Offer and sale of commission based Investment Products; Registered Representative; 01/2023; Approx. 5 hours/month; Approx. 5 hours/month during trading hours; Sale of commission based mutual funds, variable annuities and fixed indexed annuities to clients. 4) Advisory Alpha, LLC. Investment-Related. At registered location. RIA. Financial Advisor. Start date: 01/2023. 160 hrs/month; all during trading hours. Provide advice to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-26 |
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