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Daniel Stephen Pace

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-28
  • CA RA
    APPROVED
    Since 2023-02-28

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 11/2014 12/2017
Tcw Funds Distributors Llc Los Angeles CA 12/2017 Present
Tcw Group Llc Los Angeles CA 12/2017 Present
  • 11/2014 → 12/2017
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 12/2017 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
  • 12/2017 → Present
    Tcw Group Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-28
  • S66 Uniform Combined State Law Examination
    2015-01-28
Designations

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
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TLG ADVISORS, INC. · Los Angeles, CA
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