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Daniel Stephen Pace

Tcw Investment Management Company LLC

Los Angeles, CA

CRD 6424100

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Employer firm

Tcw Investment Management Company LLC CRD 106546

$38.8B regulatory AUM 8,937 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-28
  • CA RA
    APPROVED
    Since 2023-02-28

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 11/2014 12/2017
Tcw Funds Distributors Llc Los Angeles CA 12/2017 Present
Tcw Group Llc Los Angeles CA 12/2017 Present
  • 11/2014 → 12/2017
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 12/2017 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
  • 12/2017 → Present
    Tcw Group Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-28
  • S66 Uniform Combined State Law Examination
    2015-01-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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