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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-11-04
  • IL RA
    APPROVED
    Since 2015-11-04

Branch Locations

181 West Madison Mb-22, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 04/2014 Present
Northern Trust Securities Inc. Chicago IL 11/2014 Present
  • 04/2014 → Present
    Northern Trust Bank
    Chicago, IL
  • 11/2014 → Present
    Northern Trust Securities Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30

View on SEC IAPD

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