Matthew Petermann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 04/2018
  Anderson Financial Management Group
  Redlands, CA
• 08/2017 → 04/2018
  Centaurus Financial, Inc.
  Anaheim, CA
• 04/2018 → 12/2020
  Bancwest Investment Services
  Newport Beach, CA
• 04/2018 → 12/2020
  Bank Of The West
  New Port Beach, CA
• 01/2020 → 05/2021
  Bank Of The West
  Newport Beach, CA
• 05/2021 → 08/2023
  Bank Of The West
  Newport Beach, CA
• 09/2023 → Present
  Bmo Private Bank
  Newport Beach, CA
• 03/2025 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2019-01-08 → 2023-08-24
  Bancwest Investment Services, Inc.
  Newport Beach, CA
  Newport Beach, CA
  Omaha, NE

Other Businesses

1- 03/2025 / BMO HARRIS BANK / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Newport Beach, CA / Start date: 08/01/2023 2- 03/2025 / BMO INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2019-01-07

Other Names

• Matthew Petermann