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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-16
TX RA APPROVED 2022-11-02
  • CA RA
    APPROVED
    Since 2022-11-16
  • TX RA
    APPROVED
    Since 2022-11-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

16830 Ventura Blvd, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securties Llc Studio City CA 02/2016 09/2021
Jp Morgan Chase Bank Studio City CA 02/2016 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 01/2022 Present
Unemployed Sherman Oaks CA 10/2021 12/2021
Bank Of America, N.A. Encino CA 07/2024 Present
  • 02/2016 → 09/2021
    Jp Morgan Securties Llc
    Studio City, CA
  • 02/2016 → 09/2021
    Jp Morgan Chase Bank
    Studio City, CA
  • 01/2022 → Present
    Encino, CA
  • 10/2021 → 12/2021
    Unemployed
    Sherman Oaks, CA
  • 07/2024 → Present
    Bank Of America, N.A.
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2022-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22

View on SEC IAPD

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