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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-12-16 |
| AZ | RA | APPROVED | 2021-06-09 |
| CA | RA | APPROVED | 2021-06-09 |
| CT | RA | APPROVED | 2021-06-09 |
| DE | RA | APPROVED | 2021-06-09 |
| DC | RA | APPROVED | 2021-06-09 |
| GA | RA | APPROVED | 2021-06-09 |
| MD | RA | APPROVED | 2021-06-09 |
| MA | RA | APPROVED | 2021-06-09 |
| NJ | RA | APPROVED | 2021-06-09 |
| NY | RA | APPROVED | 2021-06-09 |
| NC | RA | APPROVED | 2021-06-09 |
| OH | RA | APPROVED | 2021-06-09 |
| OR | RA | APPROVED | 2021-06-09 |
| TN | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED | 2021-06-09 |
| VT | RA | APPROVED | 2021-06-09 |
| VA | RA | APPROVED | 2021-06-09 |
| WV | RA | APPROVED | 2021-06-09 |
Branch Locations
329 W Baltimore St., Baltimore, MD 21201 • United States
1568 Route 9 Imperial Plaza, Wappingers Falls, NY 12590 • United States
1019 Park Street, Peekskill, NY 10566 • United States
585 William St., Buffalo, NY 14206 • United States
527 Piermont Ave, Piermont, NY 10968 • United States
5 E. Market Street, Corning, NY 14830 • United States
230 Desmond Street, Sayre, PA 18840 • United States
13-15 Sussex St, Port Jervis, NY 12771 • United States
1300 Jefferson Ave., Buffalo, NY 14208 • United States
One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States
375 South Cedar Crest Blvd., Allentown, PA 18103 • United States
10 Milton Ave, Highland, NY 12528 • United States
3037 Bailey Ave., Buffalo, NY 14215 • United States
900 North 9Th St, Stroudsburg, PA 18360 • United States
510 West Broad St., Bethlehem, PA 18018 • United States
584 Broadway, Saugus, MA 01906 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Buffalo | NY | 01/2015 | Present |
| Multiple Schools | Buffalo | NY | 11/1988 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-24 |
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