Michael David Mckay

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-08
CA	RA	APPROVED	2015-04-10

TX RA
APPROVED

Since 2016-04-08
CA RA
APPROVED

Since 2015-04-10

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	11/2014	Present
Bank Of America, N.A.	San Jose	CA	02/2015	Present

11/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
02/2015 → Present

Bank Of America, N.A.

San Jose, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-09

S66 Uniform Combined State Law Examination

2015-04-09

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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