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Brandon Spaulding Affeldt

Ubs Financial Services Inc.

Springfield, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2018-01-22

Branch Locations

One Monarch Place Suite 720, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 06/2016 01/2017
Columbia Management Investement Distributors Inc Boston MA 01/2017 01/2018
Ubs Financial Services Inc Boston MA 01/2018 Present
  • 06/2016 → 01/2017
    Putnam Retail Management
    Andover, MA
  • 01/2017 → 01/2018
    Columbia Management Investement Distributors Inc
    Boston, MA
  • 01/2018 → Present
    Ubs Financial Services Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-11
S63 Uniform Securities Agent State Law Examination 2016-09-01
  • S65 Uniform Investment Adviser Law Examination
    2017-05-11
  • S63 Uniform Securities Agent State Law Examination
    2016-09-01

View on SEC IAPD

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