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Julia R Truslow

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-14
NC RA APPROVED 2017-11-13
  • TX RA
    APPROVED
    Since 2017-11-14
  • NC RA
    APPROVED
    Since 2017-11-13

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxman, Riggins & Associates Charlotte NC 11/2014 11/2017
Kestra Financial Services, Inc. Austin TX 04/2016 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2017 Present
  • 11/2014 → 11/2017
    Oxman, Riggins & Associates
    Charlotte, NC
  • 04/2016 → 11/2016
    Kestra Financial Services, Inc.
    Austin, TX
  • 11/2017 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Previous Registrations
  • 2016-04-18 → 2017-11-10
    Kestra Advisory Services, Llc
    Charlotte, NC
    Charlotte, NC
    Austin, TX
  • 2016-03-07 → 2016-09-22
    Kestra Investment Services, Llc
    Charlotte, NC
    Charlotte, NC
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2016-03-04
Designations

View on SEC IAPD

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