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Luis Alfonso Zapata

Santander Securities LLC

Scotch Plains, NJ

Miami, FL

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-11
  • FL RA
    APPROVED
    Since 2019-10-11

Branch Locations

2253 North Avenue, Scotch Plains, NJ 07076 • United States

830 Brickell Plaza Suite 2100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank International Miami FL 11/2014 08/2017
Hsbc Securities (Usa) Inc. Miami FL 11/2014 08/2017
Santander Securities, Llc Dorchester MA 08/2019 Present
Santander International Private Banking Miami FL 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-15
S65 Uniform Investment Adviser Law Examination 2013-06-12
  • S63 Uniform Securities Agent State Law Examination
    2015-05-15
  • S65 Uniform Investment Adviser Law Examination
    2013-06-12

View on SEC IAPD

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