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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • LA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

3445 N. Causeway Blvd., Suite 202, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Metairie LA 10/2001 04/2025
Lpl Financial Llc Metairie CA 04/2025 Present
Mariner Independent Advisor Network Overland Park KS 04/2025 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Previous Registrations
Other Businesses

1-10/2024 / BIG ICE LLC / Business Owner / NON INV RLTD / START 07/01/2012 2- 10/2024 / The Clarion Herald / Author - Blogger / NON INV RLTD / 5 HRS MNTH / START 10/01/2018 3- 10/2024 / Misse Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 11/15/2021 4- 06/30/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-22
  • S66 Uniform Combined State Law Examination
    2015-04-22
Other Names
  • Charla Lynn Spalluto
  • Charla L. Spalluto
  • Charla Spalluto
  • Charla Misse
  • Charla S. Misse

View on SEC IAPD

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