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Diana Soto

Osaic Institutions, Inc.

Miami, FL

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-08
  • FL RA
    APPROVED
    Since 2025-12-08

Branch Locations

8180 Nw 36Th Street Suite 103, Miami, FL 33166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Community Bank Miami FL 04/2012 Present
Infinex Investments, Inc Meriden CT 07/2016 Present
  • 04/2012 → Present
    Popular Community Bank
    Miami, FL
  • 07/2016 → Present
    Infinex Investments, Inc
    Meriden, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2025-07-12
  • S65 Uniform Investment Adviser Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2025-07-12
Other Names
  • Diana Rojas

View on SEC IAPD

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