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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| RI | RA | APPROVED | 2021-07-21 |
Branch Locations
1300 Division Rd Ste 201 Ste 201, West Warwick, RI 02893 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | West Warwick | RI | 11/2014 | 09/2017 |
| Fresh Ground Garden Cafe | Richmond | RI | 08/2014 | 09/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Hope Valley | RI | 04/2015 | 09/2017 |
| All That Matters | Wakefield | RI | 12/2015 | 09/2016 |
| Moxie Photograph By Tc | Hope Vally | RI | 10/2011 | Present |
| Margaret Mary Koosa | Hope Valley | RI | 04/2017 | 09/2017 |
| Belpointe Asset Management, Llc | Greenwich | CT | 09/2017 | 10/2017 |
| Wild & Scenic, Inc. | Wakefield | RI | 01/2016 | 01/2018 |
| Janet Angel'S Airbnb | Middletown | RI | 05/2016 | 12/2019 |
| Earth Care Farm Llc | Charlestown | RI | 09/2016 | 12/2017 |
| The Alchemists | Cumberland | RI | 09/2017 | 10/2017 |
| The Garage Bay | Exeter | RI | 12/2017 | 01/2018 |
| Bjh Llc | West Warwick | RI | 11/2017 | 01/2018 |
| Waddell & Reed | West Warwick | RI | 01/2018 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Warwick | RI | 01/2018 | 07/2021 |
| Brea Hutchinson | West Warwick | RI | 01/2018 | Present |
| Golden Root, Inc. | Wakefield | RI | 07/2015 | Present |
| Bjh Llc | West Warwick | RI | 11/2017 | Present |
| Kd Cleaning Llc | Warwick | RI | 01/2020 | Present |
| Wild & Scenic Inc. | Matunuck | RI | 01/2016 | Present |
| Lpl Financial Llc | West Warwick | RI | 07/2021 | Present |
1) 2026-04-30 - Brian Sardelli - Outside/W-2 Employment - Y - 1 - 0 - Warwick RI - 2026-04-09 - reconcile business bank accounts and credit cards, provide reports as needed to accountant for Brian Sardelli/Rep ID OVMP 2) 2026-03-16 - DeCristo Designs LLC - Outside/W-2 Employment - N - 2 - 0 - Warwick RI - 2026-03-03 - Bookkeeping services including reconciling banks, credit cards and customer accounts. 3) 2026-01-22 - Show Pony LLC - Other - Bookkeeping - Y - 1 - 0 - at reported business location(s) - 2025-12-02 - 4) 2025-12-04 - Staghorn Gardening - Other - Bookkeeping - N - 1 - 0 - at reported business location(s) - 2025-12-02 - 5) 2025-08-20 - Regenerative Foodscapes - Other - BOOKKEEPING - N - 1 - 0 - at reported business location(s) - 2025-07-17 - 6) 2025-08-20 - Joanna Garden Designs LLC - Other - Bookkeeping - N - 2 - 0 - at reported business location(s) - 2025-07-17 - 7) 2025-08-20 - Sterling Earth LLC - Other - Bookkeeping - N - 1 - 0 - at reported business location(s) - 2025-07-17 - 8) 2025-08-20 - Dragonfly Gardens LLC - Other - Bookkeeping - N - 1 - 0 - at reported business location(s) - 2025-07-17 - 9) 2024-12-11 - Manton Avenue Project - Outside/W-2 Employment - N - 1 - 0 - My home address, work is done remote - 2024-07-03 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-05 |
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