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James Curtis Collins

Ameriprise Financial Services, LLC

Miamisburg, OH

Germantown, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-06
  • OH RA
    APPROVED
    Since 2023-01-06

Branch Locations

10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States

Germantown, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2014 01/2023
Ameriprise Financial Services Miamisburg OH 01/2023 01/2023
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 03/2020
Ameriprise Financial Services, Llc. Miamisburg OH 01/2023 Present
Previous Registrations
  • 2015-02-27 → 2023-01-11
    Edward Jones
    Eaton, OH
    Miamisburg, OH
    Fairborn, OH
    Germantown, OH
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-24
  • S66 Uniform Combined State Law Examination
    2015-01-24

View on SEC IAPD

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JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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