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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-04
  • TX RA
    APPROVED
    Since 2015-02-04

Branch Locations

Round Rock, TX • United States

607 W 3Rd St, Austin, TX 78701 • United States

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 11/2014 Present
Bank Of America, N.A. Houston TX 02/2015 Present
Other Businesses

I*4367266, Entity Type: , Name of OBA: Rental Property 1, Address: Round Rock, Texas, 78665, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 04/10/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*448684, Entity Type: Entity For Profit, Name of OBA: Kevin Coleman, Address: Round Rock, Texas, 78664, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 10/28/2020, No Hours: 8 Yearly, No Hours during Trading: 8 Yearly, Duties: show up and participate, sometimes still photos, sometimes video, Family activity for fun, but it is sometimes paid

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-03
  • S66 Uniform Combined State Law Examination
    2015-02-03

View on SEC IAPD

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