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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-23 |
Branch Locations
600 Colonial Center Parkway 4Th Floor, Lake Mary, FL 32746 • United States
Lucknow • India
Prestige Alphatech, Tower A And B, Survey No. 39/2 Kharadi Bypass, Ashoka Nagar, Kharadi, Pune 411014 • India
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Gurugram | 11/2015 | 08/2018 | |
| Ameriprise Financial | Gurugram | 08/2018 | 03/2020 | |
| Jp Morgan & Chase | Bangalore | 03/2020 | 03/2021 | |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2022 |
| First Allied Securities Inc | San Diego | CA | 01/2022 | 09/2022 |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | 10/2022 |
| Bny Mellon Securities Corporation | Pune | 11/2022 | Present |
Employee of BNY Mellon International Operations India
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-01 |
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