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Travis Mays

Prime Capital Financial

Overland Park, KS

Little Rock, AR

CRD 6423076

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-01-03
  • AR RA
    APPROVED
    Since 2020-01-03

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

6325 Ranch Drive, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pclr Advisors, Llc Little Rock AR 11/2019 Present
Prime Capital Investment Advisors, Llc Overland Park KS 01/2020 Present
Tacos4Life Conway AR 08/2016 01/2018
Unemployed Conway AR 02/2018 03/2018
University Of Central Arkansas Conway AR 03/2018 11/2019
  • 11/2019 → Present
    Pclr Advisors, Llc
    Little Rock, AR
  • 01/2020 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 08/2016 → 01/2018
    Tacos4Life
    Conway, AR
  • 02/2018 → 03/2018
    Unemployed
    Conway, AR
  • 03/2018 → 11/2019
    University Of Central Arkansas
    Conway, AR
Previous Registrations
  • 2015-07-13 → 2016-08-16
    Next Financial Group, Inc.
    Fayetteville, AR
    Little Rock, AR
Other Businesses

1) Birddog Financial, LLC 53, investment related, Wasson Rd, Conway, AR 72034, President, Single Member LLC, 01/08/2020 start date, 20 per month, 20 hours per month during trading hours, This entity was set up as part of my financial services / advisory practice. 2)PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,08/21/2023, 10 HRS./MO., 10 HRS. 10 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-03
S66 Uniform Combined State Law Examination 2015-07-10
  • S65 Uniform Investment Adviser Law Examination
    2020-01-03
  • S66 Uniform Combined State Law Examination
    2015-07-10
Other Names
  • Travis Ray Mays

View on SEC IAPD

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