John William Lawrence

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-09-15
NC	RA	APPROVED	2012-01-04

TX RA
APPROVED_RES

Since 2014-09-15
NC RA
APPROVED

Since 2012-01-04

Branch Locations

5211 Eason Street, Southport, NC 28461 • United States

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Southport	NC	01/2012	Present

01/2012 → Present

Stifel Nicolaus & Co Inc

Southport, NC

Previous Registrations

2008-01-01 → 2012-01-05

Wells Fargo Clearing Services, Llc

Southport, NC
2005-01-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Southport, NC

Southport, NC

St. Louis, MO

Other Businesses

EJL Holdings Inc; 1022 Bonner Bussells Dr Southport NC 28461; Real Estate; 1/3 Owner; 1/1/2012; 12 hours per year; not during securities trading hours; inv related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-22

S66 Uniform Combined State Law Examination

2004-12-22

View on SEC IAPD