Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-05-04 |
Branch Locations
115 W Century Rd, Paramus, NJ 07652 • United States
29 S Main St, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Essex | CT | 06/2015 | 04/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 04/2018 | Present |
| Bank Of America, N.A. | Hartford | CT | 04/2018 | Present |
I*132248 Entity Type: Non-Profit Organization Name of outside business organization: Old Saybrook Cares Investment related: No Address of business: Old Saybrook, Connecticut 06475 Position, title, association: Committee Member Start date of relationship: 7/20/2020 Number of hours devoted: 4 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Committee member for newly formed Old Saybrook Cares Foundation, a non profit entity raising money for local individuals and families affected by the global health pandemic I*3697285 Entity Type: Fiduciary role Name of OBA: E. W O. Address: Old Saybrook, Connecticut, 6475 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*3697286 Entity Type: Fiduciary role Name of OBA: E. O. Address: Old Saybrook, Connecticut, 6475 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Power of Attorney Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-19 |
Reach out to this advisor