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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-05-04
  • CT RA
    APPROVED
    Since 2018-05-04

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

29 S Main St, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Essex CT 06/2015 04/2018
Morgan Stanley Private Bank, National Association New York NY 09/2015 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 04/2018 Present
Bank Of America, N.A. Hartford CT 04/2018 Present
Previous Registrations
Other Businesses

I*132248 Entity Type: Non-Profit Organization Name of outside business organization: Old Saybrook Cares Investment related: No Address of business: Old Saybrook, Connecticut 06475 Position, title, association: Committee Member Start date of relationship: 7/20/2020 Number of hours devoted: 4 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Committee member for newly formed Old Saybrook Cares Foundation, a non profit entity raising money for local individuals and families affected by the global health pandemic I*3697285 Entity Type: Fiduciary role Name of OBA: E. W O. Address: Old Saybrook, Connecticut, 6475 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*3697286 Entity Type: Fiduciary role Name of OBA: E. O. Address: Old Saybrook, Connecticut, 6475 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0 Duties: Power of Attorney Child/Grandchild

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-11
S65 Uniform Investment Adviser Law Examination 2014-12-19
  • S63 Uniform Securities Agent State Law Examination
    2015-08-11
  • S65 Uniform Investment Adviser Law Examination
    2014-12-19
Other Names
  • Maureen Patricia O'COnnor
  • Maureen O'COnner Zavatone
  • Maureen O'COnnor Zavatone
  • Maureen Oconnor Zavatone
  • Maureen Patricia Zavatone

View on SEC IAPD

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