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Shane Wolter

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-10-10
NJ RA APPROVED 2017-10-10
  • CT RA
    APPROVED
    Since 2017-10-10
  • NJ RA
    APPROVED
    Since 2017-10-10

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 06/2017 Present
Hsbc Securities (Usa) Inc New York NY 06/2017 Present
Brown Brothers Harriman & Co. New York NY 11/2015 05/2017
  • 06/2017 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 06/2017 → Present
    Hsbc Securities (Usa) Inc
    New York, NY
  • 11/2015 → 05/2017
    Brown Brothers Harriman & Co.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-10
  • S66 Uniform Combined State Law Examination
    2017-10-10

View on SEC IAPD

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