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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-02 |
| DC | RA | APPROVED | 2022-02-18 |
| VA | RA | APPROVED | 2022-02-14 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 10/2006 | 08/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 10/2006 | 08/2017 |
| Ef Legacy Securities, Llc | Henrico | VA | 07/2018 | 10/2018 |
| Unemployed | Washington | DC | 08/2017 | 06/2018 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 07/2018 | 10/2025 |
| Edelman Financial Engines | Santa Clara | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-02 |
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