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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-02
DC RA APPROVED 2022-02-18
VA RA APPROVED 2022-02-14
  • TX RA
    APPROVED_RES
    Since 2025-06-02
  • DC RA
    APPROVED
    Since 2022-02-18
  • VA RA
    APPROVED
    Since 2022-02-14

Branch Locations

4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 10/2006 08/2017
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 10/2006 08/2017
Ef Legacy Securities, Llc Henrico VA 07/2018 10/2018
Unemployed Washington DC 08/2017 06/2018
Financial Engines Advisors L.L.C. Santa Clara CA 07/2018 10/2025
Edelman Financial Engines Santa Clara CA 10/2025 Present
  • 10/2006 → 08/2017
    Tiaa
    Denver, CO
  • 10/2006 → 08/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 07/2018 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 08/2017 → 06/2018
    Unemployed
    Washington, DC
  • 07/2018 → 10/2025
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 10/2025 → Present
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S65 Uniform Investment Adviser Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02

View on SEC IAPD

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