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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-09-20 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
769 Plain St Suite L, Marshfield, MA 02050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plymouth | MA | 05/2015 | Present |
| Flagship Harbor Advisors, Llc | Plymouth | MA | 09/2016 | Present |
(1) 12/09/2015: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/15/2015 - 40 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent (2) 12/09/2015: Flagship Harbor Advisors - Registered Investment Advisor Hybrid - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Start 10/15/2015 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent - Licensed Admin
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-04 |
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