David Allen Stephenson

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Principal Life Insurance Company
  Richardson, TX
• 09/2016 → 06/2018
  Next Level Insurance Llc
  Richardson, TX
• 10/2018 → 06/2019
  Symonds Wealth Management
  Fort Worth, TX
• 03/2016 → Present
  Principal Securities Inc
  Richardson, TX

Other Businesses

*OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE, AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 12/16/14. *Soul's Harbor; Board Member; 10/30/15. *DADO, Sales of custom made writing instruments, 01/06/15. ***Fixed Insurance, Group Benefits, Health, 09/15/16. ***SpeedShield; Not Investment Related; Addison, TX; Co-owner/General manager; Majority, absentee owner. Two other owners, one will be the manager.; Start Date: 05/01/2021; 10 hrs per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-25