Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-05 |
| AZ | RA | APPROVED | 2018-10-17 |
| NM | RA | APPROVED | 2018-10-05 |
| AR | RA | APPROVED | 2018-10-04 |
| CO | RA | APPROVED | 2018-10-04 |
| KS | RA | APPROVED | 2018-10-04 |
| LA | RA | APPROVED | 2018-10-04 |
| MO | RA | APPROVED | 2018-10-04 |
| OK | RA | APPROVED | 2018-10-04 |
| TX | RA | APPROVED | 2018-10-04 |
Branch Locations
One Williams Center 15Th Floor, Tulsa, OK 74172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bokf, Na | Tulsa | OK | 11/2014 | 08/2017 |
| Cavanal Hill Investment Management, Inc. | Tulsa | OK | 08/2017 | Present |
Name: BOK Financial Address: One Williams Center, 15th Floor, Tulsa OK 74172 Inv rel: Y Start: 8/2017 Position: VP, Business Development Officer Nature of OBA: Financial institution Hrs/mo: less than 2 Hrs/mo trade: less than 2 Description of duties: Maintains the requisite title of Vice President with BOK Financial, the parent company of Cavanal Hill Distributors. On occasion may receive some compensation for business referrals to BOK Financial affiliates. Generally accounts for less than 5% of total compensation and time in any given year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-29 |
Reach out to this advisor