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Jonathan Cooke

Charles Schwab & Co., Inc.

Morristown, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-22
  • NJ RA
    APPROVED
    Since 2024-07-22

Branch Locations

110 Morris Street Suite 102, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 11/2014 06/2024
Charles Schwab & Co., Inc. Morristown NJ 07/2024 Present
Charles Schwab Bank, Ssb Morristown NJ 07/2024 Present
  • 11/2014 → 06/2024
    Fidelity Brokerage Services Llc
    New York, NY
  • 07/2024 → Present
    Charles Schwab & Co., Inc.
    Morristown, NJ
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Morristown, NJ
Previous Registrations
  • 2020-01-29 → 2024-07-16
    Fidelity Personal And Workplace Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-06
S63 Uniform Securities Agent State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2022-04-06
  • S63 Uniform Securities Agent State Law Examination
    2015-04-24
Other Names
  • Jonathan North Deforest Cooke

View on SEC IAPD

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EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
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HIMCO, LLC · MORRISTOWN, NJ

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