Tyler Dean Lewis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2016
  Bbva Securities Inc.
  College Station, TX
• 06/2014 → 09/2016
  Compass Bank
  Birmingham, AL
• 07/2014 → 09/2016
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 04/2016 → 09/2016
  Bbva Wealth Solutions, Inc.
  College Station, TX
• 09/2016 → 11/2016
  Wells Fargo Advisors Llc
  Tyler, TX
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Tyler, TX
• 01/2022 → Present
  Lpl Financial, Llc
  Tyler, TX

Previous Registrations

• 2016-10-07 → 2022-01-20
  Wells Fargo Clearing Services, Llc
  Tyler, TX
  Bryan, TX
• 2016-04-28 → 2016-09-16
  Pnc Managed Account Solutions, Inc.
  College Station, TX

Other Businesses

1) 1/2022 - DBA for LPL Business (entity for LPL business) - Clifford Lewis Private Wealth - Investment Related - 100% - Tyler, TX 75703 2) 08/22/2023 - Ash Brokerage and DPL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 07/15/2022 - 10 Hours Per Month/3 Hours During Securities Trading. 3) 01/20/2026 - Wealth Management Headquarters, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Bullard, TX - Start Date 11/12/2025 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-25
• S63 Uniform Securities Agent State Law Examination
  2014-12-20