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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-11 |
| LA | RA | APPROVED | 2015-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 11/2014 | Present |
| Bank Of America, N.A. | Monroe | LA | 01/2015 | Present |
I*77344 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DARA, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONROE, LOUISIANA 71203 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/1/2005 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESIDENTIAL RENTAL REAL ESTATE COMPNAY. I AM PRESIDENT OF DARA, LLC. RENT PROPERTIES, PAY BILLS, ARRANGE FOR REPAIRS, AND OTHER DUTIES REQUIRED TO OPERATE THE COMPANY. I*89764 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF LOUISIANA CERTIFIED PUBLIC ACCOUNTANTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: KENNER, LOUISIANA 70062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/1992 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 17 DUTIES: SOCIETY OF LOUISIANA CPA'S. CPA MEMBER SERVICES ORGANIZATION. I SERVE AS A VOLUNTEER MEMBER ON THE BUSINESS AND INDUSTRY COMMITTEE, ASSISTING IN PLANNING AND HOSTING CONTINUNING EDUCATION SEMINARS AND CONFERENCES FOR CPA'S I*89766 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF LOUISIANA CERTIFIED PUBLIC ACCOUNTANTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: KENNER, LOUISIANA 70062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: SOCIETY OF LOUISIANA CPA'S. VOLUNTEER COMMITTEE MEMBER ON THE ESTATE AND FINANCIAL PLANNING COMMITTEE. PLAN AND HOST CONTINUNING EDUCATION SEMINAR. I*77342 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE LAUVIAH FOUNDATION, INC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MONROE, LOUISIANA 71203 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LAUVIAH FOUNDATION IS A FAMILY FOUNDATION SUPPORTING COUNSELING, CANCER RESEARCH & PREVENTION, & SUICIDE PREVENTION. I AM THE FOUNDATION PRESIDENT. I ASSIST IN MAKING GIVING DECISIONS, APPROVE INVESTMENT RECOMMENDATIONS AND OTHER DUTIES AS NEEDED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-26 |
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