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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-11
LA RA APPROVED 2015-02-27
  • TX RA
    APPROVED
    Since 2015-03-11
  • LA RA
    APPROVED
    Since 2015-02-27

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 11/2014 Present
Bank Of America, N.A. Monroe LA 01/2015 Present
Other Businesses

I*77344 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DARA, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONROE, LOUISIANA 71203 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 4/1/2005 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESIDENTIAL RENTAL REAL ESTATE COMPNAY. I AM PRESIDENT OF DARA, LLC. RENT PROPERTIES, PAY BILLS, ARRANGE FOR REPAIRS, AND OTHER DUTIES REQUIRED TO OPERATE THE COMPANY. I*89764 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF LOUISIANA CERTIFIED PUBLIC ACCOUNTANTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: KENNER, LOUISIANA 70062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/1992 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 17 DUTIES: SOCIETY OF LOUISIANA CPA'S. CPA MEMBER SERVICES ORGANIZATION. I SERVE AS A VOLUNTEER MEMBER ON THE BUSINESS AND INDUSTRY COMMITTEE, ASSISTING IN PLANNING AND HOSTING CONTINUNING EDUCATION SEMINARS AND CONFERENCES FOR CPA'S I*89766 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF LOUISIANA CERTIFIED PUBLIC ACCOUNTANTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: KENNER, LOUISIANA 70062 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: SOCIETY OF LOUISIANA CPA'S. VOLUNTEER COMMITTEE MEMBER ON THE ESTATE AND FINANCIAL PLANNING COMMITTEE. PLAN AND HOST CONTINUNING EDUCATION SEMINAR. I*77342 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE LAUVIAH FOUNDATION, INC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MONROE, LOUISIANA 71203 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LAUVIAH FOUNDATION IS A FAMILY FOUNDATION SUPPORTING COUNSELING, CANCER RESEARCH & PREVENTION, & SUICIDE PREVENTION. I AM THE FOUNDATION PRESIDENT. I ASSIST IN MAKING GIVING DECISIONS, APPROVE INVESTMENT RECOMMENDATIONS AND OTHER DUTIES AS NEEDED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
  • S66 Uniform Combined State Law Examination
    2015-02-26

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