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Ellen Thompson

LPl Financial LLC

San Antonio, TX

Camas, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
WA RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-17
  • WA RA
    APPROVED
    Since 2025-03-17

Branch Locations

18756 Stone Oak Pkwy Ste 200, Office 265, San Antonio, TX 78258 • United States

Camas, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 11/2014 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 03/2025
Lpl Financial Llc San Antonio TX 03/2025 Present
Previous Registrations
Other Businesses

1)02/05/2025 - Riley Thompson Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-28
  • S66 Uniform Combined State Law Examination
    2015-03-28
Other Names
  • Ellen Brooke Riley

View on SEC IAPD

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