Patrick Joseph Healy

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-21
MA	RA	APPROVED	2019-11-13

TX RA
APPROVED

Since 2023-11-21
MA RA
APPROVED

Since 2019-11-13

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

2 Park Central, Ste. 130, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Waltham	MA	11/2014	11/2019
Northeast Planning Associates, Inc.	Waltham	MA	09/2018	11/2019
Cwm, Llc	Omaha	NE	11/2019	Present
Carson Wealth	Southborough	MA	11/2019	Present

11/2014 → 11/2019

Lpl Financial Llc

Waltham, MA
09/2018 → 11/2019

Northeast Planning Associates, Inc.

Waltham, MA
11/2019 → Present

Cwm, Llc

Omaha, NE
11/2019 → Present

Carson Wealth

Southborough, MA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/10/2023 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-02-22

S63 Uniform Securities Agent State Law Examination

2019-02-22

Designations

Certified Financial Planner

Other Names

Patrick Joseph Healy

View on SEC IAPD