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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-12 |
| TX | RA | APPROVED_RES | 2021-10-12 |
| NJ | RA | APPROVED | 2021-09-27 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Rockaway, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 11/2014 | 02/2020 |
| National Asset Management | New York | NY | 06/2017 | 02/2020 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 09/2021 | Present |
| Unemployed | Morristown | NJ | 02/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-22 |
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